The LeGaye Law Firm, P.C.
The LeGaye Law Firm, P.C., brings depth of knowledge and experience gained from years of hands-on experience in providing legal counsel and coordination of compliance services to the financial services industry. The firm’s expertise is targeted to answer and respond to the complex legal and practical questions and challenges facing broker-dealer and investment advisory entities on a timely and cost-effective basis. The legal advice and compliance services provided assists firms and managers in maintaining compliance with a multitude of regulatory requirements.
Business & Corporate Lawyers
Products and Services:
-
Written Supervisory Procedures
-
Anti-Money Laundering Procedures
-
Anit-Money Laundering Testing
-
•Investment policy statements
-
Regulatory Inquiry Responses
-
Financial and Operations Services
-
Risk Assessments & Compliance Program Testing
-
Financial Industry Contracts
Address:2002 Timberloch, Suite 200
The Woodlands
,
Texas
77380
Phone:
281-367-2454
Fax:
866-338-6353
Business hours:Sunday: Closed
Monday: 9:00 am - 5:00 pm
Tuesday: 9:00 am - 5:00 pm
Wednesday: 9:00 am - 5:00 pm
Thursday: 9:00 am - 5:00 pm
Friday: Closed
Saturday: Closed
Payment accepted:
Check
If any of the above contact information is incorrect
>>Let us know
If you think this listing is in the wrong category
>> Let us know